Barbara Keller, CAMS, CFCS, and former Deputy Associate Director for Compliance and Enforcement for FinCEN, has written a new Alacra Compliance Primer which details the evolution of several of the most significant cases of U.S. sanctions violation cases, some of which also included penalties for AML violations. Recent actions have been taken primarily against foreign banks with U.S. affiliates.
Alacra Compliance Primer – Enforcement Actions for U.S. Sanctions Violations Offer Lessons for Compliance
About the Author: Barbara Keller
Barbara I. Keller, CAMS, CFCS, is currently an independent consultant. For the last four years of her federal career, she was FinCEN’s deputy associate director for compliance and enforcement.