Ontario Securities Commission

Self-funded Crown corporation accountable to the Ontario Legislature through the Minister of Finance.

http://www.osc.gov.on.ca/

The Ontario Securities Commission (OSC) administers and enforces securities law in the province of Ontario. Our mandate is to provide protection to investors from unfair, improper and fraudulent practices, and foster fair and efficient capital markets and confidence in capital markets.

Key Facts
The OSC administers and enforces the provincial Securities Act and the Commodity Futures Act, and administers certain provisions of the Business Corporations Act. This legislation sets out the OSC's authority to develop and enforce rules that help safeguard investors, deter misconduct and regulate participants involved in capital markets in Ontario.

Who it affects
Entities offering securities in Ontario.

Additional Information
OSC - Frequently Asked Questions

Wikipedia Entry
http://en.wikipedia.org/wiki/Ontario_Securities_Commission

Back to the Opus Periodic Table of Bank Regulation & Compliance